9/16/2023 0 Comments Bastion technologies pasadena caMastery of key underwriting concepts, best practices, and procedures including identifying exposures to loss, material hazards, and implementation of necessary risk management controls. Leverage interpersonal and emotional intelligence skills to develop relationships with key business partners across this competitive landscape, which can be relied on to inform decisions and communicate underwriting decisions.Īble to independently work assigned requests with minimal direction.īuild trust and foster strong rapport with colleagues, business partners, and third-party customers.ĥ+ years of life insurance underwriting experience with at least (USD)3 - (USD)5 million Life Insurance underwriting authority.Įxpert knowledge of all aspects of risk selection (medical, non-medical, financial). Provide consultations with third-party firms to resolve, and rate questions and discrepancies, or risk-related concerns.Ĭonsider total case financials, relationship, and value of a customer. agency, and new business personnel, and foster relationships with advisors and third-party partners.Ĭollaborate effectively with stakeholders to gather information necessary for decision-making and to select profitable risks. Tailor communication style to fit a variety of target audiences, i.e. Influence and champion change to improve processes while maintaining mortality expectations. Understand underwriting policies, guidelines, practices, and procedures. Provide efficient, quality service to third-party firms, their staff, and their advisors.Ĭommunicate effectively with customers to explain underwriting decisions and facilitate placement of business. 1d agoĮvaluate and handle all underwriting aspects of formal & informal life insurance applications.ĭetermine whether to accept, modify, or decline a risk through evaluation of an individual's medical history or physical condition, occupational hazard, and financial background.ĭeliver the best offer first to drive the sale and not only a decision. M圜omplianceOffice, StarCompliance, CompySci, etc.) is preferred but not required $38k-59k yearly est. Experience with Compliance Reporting and Disclosure systems (e.g.Experience with course design and distilling down complex rules and regulations.Excellent communication skills, both written and verbal.Strong understanding of various asset classes, including real estate, private equity, bonds, and structured finance.Advanced knowledge of the Investment Advisers Act of 1940, Securities and Exchange Act of 1934, Securities Act of 1933 and ERISA regulations.Provide support on other investment adviser projects and initiatives.This person will then partner with the third party vendor to update the RegED platform accordingly. Once courses are created, this person will be responsible for partnering with Compliance Management to draft the firm's communication plan around deployment, course reminders, overdue notices, etc.These courses will follow the same format as above and will require combining both internal Policy information as well as relevant aspects of the Investment Advisers Act of 1940. Create additional custom courses, as time permits, on various topics including but not limited to Gifts & Entertainment, Outside Boards Seats and Business Activities, Information Barrier & Protecting Confidential Information, Supervisory Responsibilities, etc.Additionally, this course should go over how to create disclosures in the firms' Compliance Reporting and Disclosure system (MCO). This course should be developed using LMI's Personal Trading Policy and incorporate both firm practices and recent enforcement actions, and no action letters (published by the SEC related to the Investment Advisers Act of 1940), so new and existing employees gain a better understanding of LMI's Internal Policies and what some real-world violations look like. Create a custom course outline that adheres to RegEDs requirements.The Training Specialist, will be responsible for all aspects of these courses, including content creation, drafting system course notifications, reminder emails, working with Compliance Staff to determine audience, and partnering with the vendor to deploy the course(s). The Investment Compliance Training Specialist will partner across both client's Investments ("LMI") and with an external vendor (RegED) to create custom course transcripts, that will then be developed by a third-party vendor into online courses for LMI Supervised Persons and Access Persons. Preferred: Investment Adviser Act 1940 Training experience Location: Remote, any US time zone (local to Boston area preferred) Title: Investment Compliance Training Specialist
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